Thursday, September 6, 2012

BNP Paribas London : Form 8.5 (EPT/NON-RI) glencore

Thursday 06 September, 2012

BNP Paribas London

RNS Number : 6679L

BNP Paribas London

06 September 2012

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FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

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1.???????? KEY INFORMATION

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(a) Name of exempt principal trader:

BNP Paribas

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

???? Use a separate form for each offeror/offeree

Glencore International plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International plc

(d) Date position held/dealing undertaken:

05/09/2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

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2.???????? POSITIONS OF THE EXEMPT PRINCIPAL TRADER

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(a)??????? Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

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USD 0.01 ordinary shares

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Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0.00

0.00

11,074,890

0.16

(2) Derivatives (other than options):

5,242,074

0.08

400,165

0.01

(3) Options and agreements to purchase/sell:

659,316

0.01

2,023,810

0.03

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???? TOTAL:

5,901,390

0.09

13,498,865

0.19

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Class of relevant security:

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XS0475310396

5% Guaranteed Convertible Bonds due December 2014

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Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

23,000

0.00

0.00

0.00

(2) Derivatives (other than options):

5,100,000

0.22

16,000,000

0.70

(3) Options and agreements to purchase/sell:

0.00

0.00

0.00

0.00

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???? TOTAL:

5,123,000

0.22

16,000,000

0.70

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All interests and all short positions should be disclosed.

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Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

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(b)??????? Rights to subscribe for new securities (including directors' and other executive options)

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Class of relevant security in relation to which subscription right exists:

n/a

Details, including nature of the rights concerned and relevant percentages:

n/a

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

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3.???????? DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

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(a)??????? Purchases and sales

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Class of relevant security

Purchase/sale

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Number of securities

Price per unit

USD 0.01 ordinary shares

Purchase

964

3.9095

USD 0.01 ordinary shares

Purchase

3,161

3.9085

USD 0.01 ordinary shares

Purchase

264

3.9070

USD 0.01 ordinary shares

Purchase

1,871

3.9060

USD 0.01 ordinary shares

Purchase

412

3.9055

USD 0.01 ordinary shares

Purchase

1,726

3.9045

USD 0.01 ordinary shares

Purchase

1,922

3.9040

USD 0.01 ordinary shares

Purchase

205

3.9005

USD 0.01 ordinary shares

Purchase

14,341

3.9000

USD 0.01 ordinary shares

Purchase

4,329

3.8995

USD 0.01 ordinary shares

Purchase

3,323

3.8985

USD 0.01 ordinary shares

Purchase

9,649

3.8980

USD 0.01 ordinary shares

Purchase

989

3.8975

USD 0.01 ordinary shares

Purchase

2,861

3.8970

USD 0.01 ordinary shares

Purchase

832

3.8960

USD 0.01 ordinary shares

Purchase

2,790

3.8955

USD 0.01 ordinary shares

Purchase

11,195

3.8950

USD 0.01 ordinary shares

Purchase

819

3.8945

USD 0.01 ordinary shares

Purchase

561

3.8930

USD 0.01 ordinary shares

Purchase

8,753

3.8925

USD 0.01 ordinary shares

Purchase

987

3.8920

USD 0.01 ordinary shares

Purchase

1,000

3.8915

USD 0.01 ordinary shares

Purchase

2,719

3.8910

USD 0.01 ordinary shares

Purchase

659

3.8905

USD 0.01 ordinary shares

Purchase

1

3.8900

USD 0.01 ordinary shares

Purchase

4,743

3.8895

USD 0.01 ordinary shares

Purchase

1,785

3.8885

USD 0.01 ordinary shares

Purchase

2,886

3.8880

USD 0.01 ordinary shares

Purchase

3,866

3.8875

USD 0.01 ordinary shares

Purchase

10,028

3.8870

USD 0.01 ordinary shares

Purchase

4,999

3.8865

USD 0.01 ordinary shares

Purchase

9,266

3.8855

USD 0.01 ordinary shares

Purchase

9,121

3.8850

USD 0.01 ordinary shares

Purchase

560,000

3.8849

USD 0.01 ordinary shares

Purchase

12,839

3.8845

USD 0.01 ordinary shares

Purchase

4,113

3.8840

USD 0.01 ordinary shares

Purchase

13,745

3.8830

USD 0.01 ordinary shares

Purchase

3,515

3.8825

USD 0.01 ordinary shares

Purchase

4,383

3.8815

USD 0.01 ordinary shares

Purchase

6,083

3.8810

USD 0.01 ordinary shares

Purchase

5,014

3.8800

USD 0.01 ordinary shares

Purchase

7,179

3.8795

USD 0.01 ordinary shares

Purchase

7,880

3.8790

USD 0.01 ordinary shares

Purchase

4,098

3.8785

USD 0.01 ordinary shares

Purchase

12,343

3.8780

USD 0.01 ordinary shares

Purchase

3,151

3.8765

USD 0.01 ordinary shares

Purchase

3,720

3.8760

USD 0.01 ordinary shares

Purchase

3,006

3.8755

USD 0.01 ordinary shares

Purchase

101

3.8745

USD 0.01 ordinary shares

Purchase

1,129

3.8740

USD 0.01 ordinary shares

Purchase

4,856

3.8730

USD 0.01 ordinary shares

Purchase

2,991

3.8720

USD 0.01 ordinary shares

Purchase

1,292

3.8715

USD 0.01 ordinary shares

Purchase

4,998

3.8710

USD 0.01 ordinary shares

Purchase

638

3.8705

USD 0.01 ordinary shares

Purchase

19,139

3.8700

USD 0.01 ordinary shares

Purchase

4,608

3.8695

USD 0.01 ordinary shares

Purchase

4,553

3.8690

USD 0.01 ordinary shares

Purchase

3,376

3.8685

USD 0.01 ordinary shares

Purchase

5,379

3.8680

USD 0.01 ordinary shares

Purchase

465,905

3.8679

USD 0.01 ordinary shares

Purchase

13,954

3.8670

USD 0.01 ordinary shares

Purchase

58

3.8666

USD 0.01 ordinary shares

Purchase

5,602

3.8665

USD 0.01 ordinary shares

Purchase

28

3.8664

USD 0.01 ordinary shares

Purchase

9,039

3.8660

USD 0.01 ordinary shares

Purchase

1,205

3.8650

USD 0.01 ordinary shares

Purchase

5,033

3.8645

USD 0.01 ordinary shares

Purchase

2,749

3.8640

USD 0.01 ordinary shares

Purchase

41

3.8625

USD 0.01 ordinary shares

Purchase

3,740

3.8615

USD 0.01 ordinary shares

Purchase

1

3.8600

USD 0.01 ordinary shares

Purchase

2,035

3.8595

USD 0.01 ordinary shares

Purchase

5,000

3.8575

USD 0.01 ordinary shares

Purchase

6,492

3.8540

USD 0.01 ordinary shares

Purchase

3,617

3.8515

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Total

1,352,225

USD 0.01 ordinary shares

Sale

15,843

3.9100

USD 0.01 ordinary shares

Sale

979

3.9095

USD 0.01 ordinary shares

Sale

12

3.9092

USD 0.01 ordinary shares

Sale

65

3.9091

USD 0.01 ordinary shares

Sale

6,792

3.9090

USD 0.01 ordinary shares

Sale

10,793

3.9085

USD 0.01 ordinary shares

Sale

645

3.9080

USD 0.01 ordinary shares

Sale

4,634

3.9075

USD 0.01 ordinary shares

Sale

2,211

3.9070

USD 0.01 ordinary shares

Sale

2,296

3.9065

USD 0.01 ordinary shares

Sale

5,000

3.9060

USD 0.01 ordinary shares

Sale

1,651

3.9045

USD 0.01 ordinary shares

Sale

300

3.9020

USD 0.01 ordinary shares

Sale

1,830

3.9000

USD 0.01 ordinary shares

Sale

607

3.8995

USD 0.01 ordinary shares

Sale

808

3.8990

USD 0.01 ordinary shares

Sale

5,000

3.8970

USD 0.01 ordinary shares

Sale

432

3.8965

USD 0.01 ordinary shares

Sale

300

3.8960

USD 0.01 ordinary shares

Sale

400

3.8955

USD 0.01 ordinary shares

Sale

601,191

3.8950

USD 0.01 ordinary shares

Sale

5,772

3.8945

USD 0.01 ordinary shares

Sale

4,868

3.8940

USD 0.01 ordinary shares

Sale

7,247

3.8935

USD 0.01 ordinary shares

Sale

5,000

3.8930

USD 0.01 ordinary shares

Sale

400

3.8910

USD 0.01 ordinary shares

Sale

3,092

3.8905

USD 0.01 ordinary shares

Sale

3,407

3.8895

USD 0.01 ordinary shares

Sale

7,642

3.8890

USD 0.01 ordinary shares

Sale

5,000

3.8875

USD 0.01 ordinary shares

Sale

260

3.8865

USD 0.01 ordinary shares

Sale

11,941

3.8860

USD 0.01 ordinary shares

Sale

6,416

3.8855

USD 0.01 ordinary shares

Sale

1,669

3.8825

USD 0.01 ordinary shares

Sale

4,262

3.8820

USD 0.01 ordinary shares

Sale

7,995

3.8795

USD 0.01 ordinary shares

Sale

3,000

3.8790

USD 0.01 ordinary shares

Sale

4,638

3.8780

USD 0.01 ordinary shares

Sale

650

3.8775

USD 0.01 ordinary shares

Sale

928

3.8725

USD 0.01 ordinary shares

Sale

250

3.8720

USD 0.01 ordinary shares

Sale

1,404

3.8715

USD 0.01 ordinary shares

Sale

3,734

3.8685

USD 0.01 ordinary shares

Sale

4,104

3.8680

USD 0.01 ordinary shares

Sale

1,876

3.8670

Total

757,344

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?(b)?????? Derivatives transactions (other than options)

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Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.01 ordinary shares

CFD

Reducing a long position

560,000

3.8849

USD 0.01 ordinary shares

CFD

Increasing a short position

200,000

9.3756

???????????????????????????????????????????????????????????????????????????????????????

(c)??????? Options transactions in respect of existing securities

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(i)???????? Writing, selling, purchasing or varying

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Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

None

?(ii)?????? Exercising

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Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

None

(d)??????? Other dealings (including subscribing for new securities)

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Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

None

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The currency of all prices and other monetary amounts should be stated.

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Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

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4.???????? OTHER INFORMATION

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(a)??????? Indemnity and other dealing arrangements

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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

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(b)??????? Agreements, arrangements or understandings relating to options or derivatives

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Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)? the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

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(c)??????? Attachments

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Source: http://www.investegate.co.uk/article.aspx?id=201209061204236679L

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Is a Supplemental Form 8 (Open Positions) attached?

Yes

Date of disclosure:

06/09/2012

Contact name:

Dirk Young

Telephone number:

020 7595 4871